References

voprecotest

Вопросы экономики

Voprosy Ekonomiki

0042-8736

Voprosy Ekonomiki, NP

10.32609/0042-8736-2014-7-35-50

voprecotest-661

Research Article

ЭКОНОМИКА ИННОВАЦИЙ

ECONOMICS OF INNOVATION

Национальная инновационная система: от концепции к методологии исследования

National Innovation Systems: From Conception toward the Methodology of Analysis

Голиченко

О. Г.

Golichenko

д. э. н., проф., главный научный сотрудник Центрального экономико-математического института; проф. кафедры управления наукой и инновациями НИУ ВШЭ; проф. кафедры экономики интеллектуальной собственности Московского физико-технического института (Москва)

golichenko@rambler.ru

Центральный экономико-математический институт ; НИУ ВШЭ; Московский физико-технический институт (Москва)РоссияCentral Economics and Mathematics Institute, Russian Academy of Sciences (Moscow, Russia); National Research University Higher School of Economics (Moscow, Russia); Moscow Institute of Physics and Technology (Dolgoprudny, Russia)Russian Federation

2014

20072014

073550

2014

Voprosy Ekonomiki, NP

https://www.vopreco.ru/jour/about/submissions#copyrightNotice

https://www.vopreco.ru/jour/article/view/661

В работе рассматриваются предпосылки возникновения концепции национальной инновационной системы (НИС), показана роль неоклассической экономической теории, эволюционного, институционального и неошумпетерианского подходов в ее формировании. Выявлены проблемы, которые должна решить новая концепция, описаны основные характеристики возникших на ее базе подходов к анализу НИС, их достоинства и недостатки. На основе системного структурно-объектного и функционального подходов к анализу национальной инновационной системы предлагается вариант развития теории НИС.

The seminal contributions of the neoclassical economic theory, the evolutionary and neo-Schumpeterian approaches in establishing the concept of national innovation system (NIS) are considered. The study is aimed to identify the challenges that the new concept has met. The advantages and bottlenecks of the emerging theory and practice are taken into account. In the study, an attempt is made to offset the shortcomings of the NIS approach and reveal its weaknesses. As a result, an approach to developing research methodology of NIS is proposed. The system structure-object and functional approaches give a basis of this concept.

неоклассическая теорияэволюционная теориянео-шумпетерианский подходинновационная система

neo-classical theoryevolutionary theoryneo-Schumpeterian approachnational innovation system

References1

Багриновский К. А., Бендиков М. А., Хрусталев Е. Ю. (2003). Механизмы технологического развития экономики России: Макро- и мезоэкономические аспекты. М.: Наука.

Bagrinovsky K. A., Bendikov M. A., Hrustalev Y. Y. (2003). Mechanisms of Technological Development of Russian Economy: Meso- and Microeconomic Aspects. Moscow: Nauka.

Голиченко О. Г. (1999). Экономическое развитие в условиях несовершенной конкуренции: Подходы к многоуровневому моделированию. M.: Наука.

Golichenko O. G. (1999). Economic Development under Conditions of Imperfect Competition: Multilevel Modeling Approaches. Moscow: Nauka.

Голиченко О. Г. (2003). Национальная инновационная система России и основные направления ее развития // Инновации. № 6. С. 25-32.

Golichenko O. G. (2003). The National Innovation System of Russia and Main Directions of its Development // Innovatsii. No 6. P. 25—32.

Голиченко О. Г. (2006). Национальная инновационная система России. M.: Наука.

Golichenko O. G. (2006). The National Innovation System of Russia: Condition and Ways of Deployment. Moscow: Nauka.

Голиченко О. Г. (2011). Основные факторы развития национальной инновационной системы: Уроки для России. М.: Наука.

Golichenko O. G. (2011) Basic Factors for Development of the National Innovation System: Lessons for Russia. Moscow: Nauka.

Иванова Н. И. (2002). Национальные инновационные системы. М.: Наука. [Ivanova N. I. (2002). National Innovation Systems. Moscow: Nauka.]

Ivanova N. I. (2002). National Innovation Systems. Moscow: Nauka.

Иванов В. В. (2004). Национальная инновационная система как институциональная основа экономики постиндустриального общества // Инновации. № 5. P. 15-24.

Ivanov V. V. (2004). National Innovation System as Institutional Framework of Economy in Post-industrial Society // Innovatsii. No 5. P. 15—24.

Лотош Я. М. (2007). Взгляд на национальную инновационную систему со стороны науки. Цивилизация знаний: Российские реалии. М.: РосНОУ. Ч. 3. C. 93-96.

Lotosh J. M. (2007). A Look from Science to National Innovation System. Civilizacija Znaniy: Rossiyskiy Realii. Moscow: RosNOU. Part 3. P. 93—96.

Львов Д. С., Глазьев С. Ю. (1985). Теоретические и прикладные аспекты управления НТП // Экономика и математические методы. № 5. С. 793-804.

Lvov D. S., Glasyev S. Yu. (1985). Theoretical and Applied Aspects of Technical Progress // Ekonomika i Matematicheskie Metody. No 5. P. 793—804.

Макаров В. Л. (2003). Экономика знаний: Уроки для России // Вестник РАН. Т. 73, вып. 5. С. 450-456.

Makarov V. L. (2003). Knowledge Economy: Lessons for Russia // Vestnik Rossiiskoi Akademii Nauk. Vol. 73, No 5. P. 450—456.

Макаров В. Л., Клейнер Г. Б. (2007). Микроэкономика знаний. М.: Экономика.

Makarov V. L, Kleiner G. B. (2007). Microeconomy of Knowledge. Moscow: Economica.

Макаров В. Л., Варшавский А. Е., Козырев А. Н. (2004). Переход России к экономике, базирующейся на знаниях // Инновационный менеджмент в России: В опросы стратегического управления и научно-технологической безопасности / Рук. авт. кол. В. Л. Макаров, А. Е. Варшавский. М.: Наука.

Makarov V. L., Varshavsky A. E., Kozyrev A. N. (2004). Transition of Russia towards the Knowledge-based Economy // Makarov V. L., Varshavsky A. E. (lead authors) Innovation Management in Russia: The Problems of Strategic Management and Science and Technology Safety. Moscow: Nauka.

Полтерович В. М. (2008). Стратегии модернизации, институты и коалиции // Вопросы экономики. № 4. С. 41-53.

Polterovich V. M. (2008). The Strategies of Modernization and Coalitions // Voprosy Ekonomiki. No 4. P. 41—53.

Aboody D., Lev B. (2000). Information Asymmetry, R&D, and Insider Gains// Journal of Finance. Vol. 55, No 6. P. 2747-2766. doi:10.1111/0022-1082.00305.

Aghion P., Howitt P. (1992). A Model of Growth Through Creative Destruction // Econometrica. Vol. 60, No 2. P. 323-351.

Albuquerque E. M. (2007). Inadequacy of Technology and Innovation Systems at the Periphery // Cambridge Journal of Economics. Vol. 31, No 5. P. 669-690.

Arrow K. (1962). The Economic Implication of Learning by Doing // Review of Economic Studies. Vol. 29, No 3. P. 155-173.

Bertalanffy L. von (1968). General System Theory; Foundations, Development, Applications. N. Y.: George Braziller.

Carlsson B., Jacobsson S. (1997). In Search of Useful Public Policies: Key Lessons and Issues for Policy Makers // Technological Systems and Industrial Dynamics / B. Carlsson (ed.). Dordrecht: Kluwer Academic Publishers. P. 299-315.

Castellacci F., Grodal C., Mendonca S., Wibe M. (2005). Advances and Challenges in Innovation Studies // Journal of Economic Issues. Vol. 39, No 1. P. 91-121.

Castellacci F., Natera J. M. (2013). The Dynamics of National Innovation Systems: A Panel Co-Integration Analysis of the Co-Evolution Between Innovative Capability and Absorptive Capacity // Research Policy. Vol. 42, No 3. P. 579-594.

Choung J.Y., Hwang H.R. (2000). National Systems of Innovation: Institutional Linkages and Performances in the Case of Korea and Taiwan // Scientometrics. Vol. 48, No 3. P. 413-426.

David P., Foray D. (1995). Assessing and Expanding the Science and Technology Knowledge Base // STI Review. No 16. P. 14-42.

Dequech D. (2001) Bounded Rationality, Institutions, and Uncertainty // Journal of Economic Issues. Vol. 35, No 4. P. 911-929.

Dosi G. (1982). Technological Paradigms and Technological Trajectories: A Suggested Interpretation of the Determinants and Directions of Technical Change // Research Policy. Vol. 11, No 3. P. 147-162.

Dosi G. (еd.) (1988). Technical Change and Economic Theory. London: Frances Pinter.

Edquist C., Hommen L., Johnson B., Lemola T., Malerba F., Reiss T., Smith K. (1998). The ISE Policy Statement - the Innovation Policy Implications of the Innovations Systems and European Integration. Linkoping: Linkoping University.

Edquist C. (2006). Systems of Innovation: Perspectives and Challenges // Nelson R. R., Mowery D. C., Fagerberg J. (eds.) The Oxford Handbook of Innovation. Oxford: Oxford University Press. P. 181-208.

Edquist C. (2011). Design of Innovation Policy through Diagnostic Analysis: Identification of Systemic Problems (or Failures) // Industrial and Corporate Change. Vol. 20, No 6. P. 1725-1753.

Etzkowitz H., Leydesdorff L. (2000). The Dynamics of Innovation: from National Systems and ‘‘Mode 2’’ to Triple Helix of University Industry-Government Relations // Research Policy. Vol. 29, No 2. P. 109-123.

Fagerberg J. (2006). Innovation. A Guide to the Literature // Fagerberg J., Mowery D., Nelson R. (eds.) Oxford Handbook of Innovation. Oxford: Oxford University Press. P. 1-26.

Fagerberg J., Srholec M. (2008). National Innovation Systems, Capabilities and Economic Development // Research Policy. Vol. 37, No 9. P. 1417-1435.

Fagerberg J., Sapprasert K. (2011). National Innovation Systems: The Emergence of a New Approach // Science and Public Policy. Vol. 38, No 9. P. 669-679.

Forrester J. W. (1971). World Dynamics. Cambridge, MA: Wright-Allen Press.

Freeman C., Clark J., Soete L. (1982). Unemployment and Technical Innovation. London : Pinter.

Freeman C. (еd.) (1983). Long Waves in the World Economy. Kent: Butterworth. Freeman C. (1984). Prometheus Unbound // Futures. October. P. 490-500.

Freeman C. (1987). Technology Policy and Economic Performance: Lessons from Japan. London; N. Y.: Pinter Publishers.

Freeman C. (1992). The Economics of Hope: Essays on Technical Change and Economic Growth. London: Pinter.

Godin B. (2006). The Information Economy: the History of a Concept Through its Measurement, or How to Make Politically Relevant Indicators, 1949-2005 // Journal of Technology Transfer. Vol. 31, No 1. P. 17-30.

Godin B. (2009). National Innovation System: The System Approach in Historical Perspective // Science Technology Human Values. Vol. 34, No 4. P. 476-501.

Golichenko O. G. (2013). The Methodology of National Innovation System Analysis // Jin C., Al-Hakim L. (еds.) Quality Innovation: Knowledge, Theory and Practices. Hershey, PA: IGI Publishing. P. 94-123.

Grossman G. M., Helpman E. (1991). Innovation and Growth in the Global Economy. Cambridge, MA: MIT Press.

Guan J., Chen K. (2012). Modeling the Relative Efficiency of National Innovation Systems // Research Policy. Vol. 41, No 1. P. 102-115.

Hauknes J., Nordgren L. (1999). Economic Rationales of Government Involvement in Innovation and the Supply of Innovation-related Service // STEP Report series. No 199908.

Hekkert M. P., Suurs R. A. A., Negro S. O., Kuhlman S., Smits R. E. H. M. (2007). Functions of Innovation Systems: A New Approach for Analyzing Technological Change // Technological Forecasting and Social Change. Vol. 74, No 4. P. 413-432.

Johnson A. (2001). Functions in Innovation System Approaches / Paper presented at DRUID’s Nelson-Winter Conference.

Aalborg, Denmark. Johnson B., Gregersen B. (1994). Systems of Innovation and Economic Integration // Journal of Industry Studies. Vol. 2, No 2. P. 1-18.

Lorentzen J. (2009). Learning by firms: The Black Box of South Africa’s Innovation System // Science and Public Policy. Vol. 36, No 1. P. 33-45.

Lundvall B.Å. (еd.) (1992). National Systems of Innovation. Towards a Theory of Innovation and Interactive Learning. London: Pinter.

Lundvall B.Å., Johnson B. (1994). The Learning Economy // Journal of Industry Studies. Vol. 1, No 2. P. 23-42.

Lundvall B.Å., Johnson B., Andersen E.S., Dalum B. (2002). National Systems of Production, Innovation and Competence Building // Research Policy. Vol. 31, No 2. P. 213-231.

Lundvall B.Å. (2007). National Innovation Systems - Analytical Concept and Development Tool // Industry and Innovation. Vol. 14, No 1. P. 95-119.

Martin B., Bell M. (2011). Editorial: In Memory of Chris Freeman Founding Editor of Research Policy, 1971-2003 // Research Policy. Vol. 40, No 7. P. 895-896.

Malerba F., Orsenigo L. (1997). Technological Regimes and Sectoral Patterns of Innovative Activities // Industrial and Corporate Change. Vol. 6, No 1. P. 83-117.

Meadows D. H., Meadows D. L., Randers J., Behrens W. W. (1972). The Limits to Growth. N. Y.: Universe Books.

Metcalfe S. (1995).The Economic Foundations of Technology Policy: Equilibrium and Evolutionary Perspectives // Stoneman P. (еd.) Handbook of the Economics of Innovation and Technological Change. Oxford: Blackwell Publishers.

Metcalfe S. (1988). The Diffusion of Innovations: An Interpretative Survey // Dosi G., Freeman C., Nelson R. R., Silverberg L., Soete L. (еds.) Technology and Economic Theory. London: Pinter. P. 560-589.

Miettinen R. (2002). National Innovation System: Scientific Concept or Political Rhetoric. Helsinki: Edita Prima.

Miettinen R. (2013). Innovation, Human Capabilities, and Democracy: Towards an Enabling Welfare State. Oxford: Oxford University Press.

Nelson R. R. (1993). National Innovation Systems: A Comparative Analysis. N. Y.: Oxford University Press.

Nelson R., Winter G.W. (1982). An Evolutionary Theory of Economic Change. Cambridge, MA: Harvard University Press.

OECD (2002). Dynamising National Innovation Systems. Paris: OECD.

Patel P., Pavitt K. (1994). The Nature and Economic Importance of National Innovation Systems // STI Review. No 14. P. 9-32.

Pavitt K. (2006). Innovation Processes // Nelson R. R., Mowery D. C., Fagerberg J. (eds.) Тhe Oxford Handbook of Innovation. Oxford: Oxford University Press. P. 86-114.

Perez C. (1983). Structural Change and Assimilation of New Technologies in the Economic and Social Systems // Futures. Vol. 15, No 4. P. 357-375.

Perez C. (1985). Microelectronics, Long Waves, and World Structural Change: New Perspectives for Developing Countries // World Development. Vol. 13, No 3. P. 441-463.

Porter M. E. (1990). The Competitive Advantage of Nations. N. Y: The Free Press

Портер М. E. Международная конкуренция. М.: Международные отношения, 1993.

Romer P. M. (1986). Increasing Returns and Long-Run Growth // Journal of Political Economy. Vol. 94, No 5. P. 1002-1037.

Romer P. M. (1990). Endogenous Technological Change // Journal of Political Economy. Vol. 98, No 5. P. 71-102.

Sharif N. (2006). Emergence and Development of the National Innovation Systems Concept // Research Policy. Vol. 35, No 5. P. 745-766.

Schumpeter J. (1934). The Theory of Economic Development. Cambridge: Harvard University Press

Теория экономического развития. Капитализм, социализм и демократия / Предисл. В. С. Автономова. М.: ЭКСМО, 2007.

Sheshinski E. (1967). Optimal Accumulation with Learning by Doing // K. Shell (еd.) Essays on the Theory of Optimal Growth. Cambridge, MA: MIT Press. P. 31-52.

Shinn T. (2002). The Triple Helix and New Production of Knowledge: Prepackaged Thinking in Science and Technology // Social Studies of Science. Vol. 32, No 4. P. 599-614.

Simon H. (1990). A Mechanism for Social Selection and Successful Altruism // Science. Vol. 250, No 4988. P. 1665-1668.

Smith K. (1995). Interactions in Knowledge Systems: Foundations, Policy Implications and Empirical Methods // STI Review. No 16. P. 68-99.

Smith K. (2000). Innovation as a Systemic Phenomenon: Rethinking the Role of Policy // Enterprise & Innovation Management Studies. Vol. 1, No 1. P. 73-102.

Stern N. (1991). The Determinants of Growth // Economic Journal. Vol. 101. P. 122-132.

Soete L., Verspagen B., Ter Weel B. (2010). Systems of Innovation // Hall B. H., Rosenberg N. (еds.) Handbook of the Economics of Innovation. Amsterdam: Elsevier. Vol. 2. P. 1160-1180.

Solow R. (1957). Technical Change and the Aggregate Production Function // Review of Economics and Statistics. Vol. 39, No 3. P. 312-320.

Sun Y., Liu F. (2010). A Regional Perspective on the Structural Transformation of China’s National Innovation System since 1999 // Technological Forecasting & Social Change. Vol. 77, No 8. P. 1311-1321.

Uzawa H. (1964). Optimal Growth in a two Sector Model of Capital Accumulation // Review of Economic Studies. Vol. 31. P. 117-124.

Van Looy B., Debeckere K., Callaert J., Tijssen R., Van Leeuwen T. (2006). Scientific Capabilities and Technological Performance of National Innovation Systems: an Exploration of Emerging Industrial Relevant Research Domains // Scientometrics. Vol. 66, No 2. P. 295-310.

Wieczorek A. J., Hekkert M. P. (2012). Systemic Instruments for Systemic Innovation Problems: A Framework for Policy Makers and Innovation Scholars // Science and Public Policy. Vol. 39, No 1. P. 74-87.

Yoon W., Hyun E. (2009). How Relevant and Useful is the Concept of National Systems of Innovation? // Journal of Technology Management and Innovation. Vol. 4, No 3. P. 1-13.

The authors declare that there are no conflicts of interest present.